Our Vision

Our Philosophy
At Maxus Plan Solutions, our vision is to be an advocate for plan compliance, an educator of plan sponsors and participants, and a partner to financial professionals and institutional providers, all in order to drive successful plan outcomes.

Our mission is to help businesses maximize their corporate retirement plan through creative plan design, consistent plan monitoring, and compelling client service.
Core Values
  • INTEGRITY
  • SERVICE
  • CREATIVITY
  • PASSION
  • PROACTIVITY
  • INNOVATION
Services & Solutions
  • Consulting Services & Strategy for 401(k)
  • Profit Sharing, 403(b)
  • Money Purchase
  • Cash Balance Plans
  • Document Services
  • IRS Determination Letters
  • Plan Implementation
  • Asset-Transfer Assistance

  • Comprehensive ERISA & IRS Compliance Support
  • Secure Streamline Sponsor Communications & Document Retention
  • Retirement Plan Audit Assistance
  • Reconciliation Reports
  • Employee/Employer Communications
  • Employee Distribution Services

  • Budget & Compensation Planning
  • ERISA 3(16) Plan Administrative Services
  • Sponsor Vendor Search & Analysis
  • Plan Termination Services
Sales & Consulting
Have you ever tried to finish a puzzle, only to realize that pieces were missing? It’s not the result you hoped for…
With every relationship, we are committed to completing the picture. Between our professional advisor and institutional record-keeping relationships, we understand that partnership is the key to providing mutually beneficial value in the retirement plan environment in which we serve.
Annual Administration
What can you expect with Maxus? For starters, you can count on an educated partner at every step! 

  • REVIEW & CONSULTATION
  • NEW PLAN ILLUSTRATIONS
  • DOCUMENT ASSISTANT FOR ALL PROVIDER PAPERWORK
  • DECONVERSION ASSISTANCE/COMMUNICATION
  • EXISTING DOCUMENT GATHERING
  • ASSET TRANSFTER ASSISTANCE Documentation DOCUMENT INTERPRETATION
  • DOCUMENT PREPARATION
  • BOARD RESOLUTIONS • SUMMARY PLAN DESCRIPTIONS
  • PARTICIPANT DISCLOSURES • IRS DETERMINATON LETTER FILING
  • ONGOING AMENDENTS Implementation DEDICATED CLIENT SUPPORT
  • ACTUARIAL SUPPORT
  • FORM 5500 PREPARATION
  • SUMMARY ANNUAL REPORT & REQUIRED NOTICES
  • PARTICIPANT ELIGIBILITY REVIEW
  • ANNUAL VALUATION
  • PARTICIPANT STATEMENTS
  • ANNUAL COMPLIANCE TESTING
In addition to the above, Maxus is ready to expand on whatever you may require to meet your needs by offering additional services and consulting through both our Actuarial experts and 3(16) co-fiduciary services.

Maxus Plan Solutions | Charlotte, NC

Maxus was formed from the realization that more value could be created for today's businesses by building a smarter service model to deliver on our high standards for quality and efficiency in our client and trusted financial partner relationships. We have an ideal combination of decades of extensive experience in the retirement plan field and corporate management as well as energy and fresh ideas about how to innovate around the plan design and administrative process.

With our headquarters in Charlotte, NC we provide services to companies in the Carolinas and across the country. Each of our team members has been hand-picked for their passion for service, attention to detail, and ability to provide innovative solutions to the challenges your business may face when it comes to creating a compelling retirement plan solution. The expertise and dedication of our team has helped Maxus earn a reputation as a trusted third party administrator.


Maxus Plan Solutions TeamMeet the Team

Maxus was formed from the realization that more value could be created for today's businesses by building a smarter service model to deliver on our high standards for quality and efficiency in our client and trusted financial partner relationships. We have an ideal combination of decades of extensive experience in the retirement plan field and corporate management as well as energy and fresh ideas about how to innovate around the plan design and administrative process. With our headquarters in Charlotte, NC we provide services to companies in the Carolinas and across the country. Each of our team members has been hand-picked for their passion for service, attention to detail, and ability to provide innovative solutions to the challenges your business may face when it comes to creating a compelling retirement plan solution. The expertise and dedication of our team has helped Maxus earn a reputation as a trusted third party administrator.